OPPENHEIMER HOLDINGS INC

Oppenheimer Holdings Inc. is a middle-market investment bank and full-service broker-dealer incorporated in Delaware, United States, with roots tracing back to 1881. The company operates in the financial services industry, offering retail securities brokerage, institutional sales and trading, investment banking (corporate and public finance), equity and fixed income research, market-making, trust services, and investment advisory and asset management services. Through its subsidiaries, Oppenheimer Holdings Inc. owns Oppenheimer & Co. Inc., a New York-based securities broker-dealer and investment adviser; Oppenheimer Asset Management Inc. and its subsidiary advisors, a New York-based investment adviser; Oppenheimer Trust Company of Delaware Inc., a Delaware limited purpose bank; and OPY Credit Corp., a New York corporation involved in secondary trading of loans and trade claims, primarily on a riskless principal basis. The company conducts international business through Oppenheimer Europe Ltd. (United Kingdom, with offices in the Isle of Jersey and Switzerland), Oppenheimer Investments Asia Limited (Hong Kong), and Oppenheimer Israel (OPCO) Ltd. (Israel). Freedom Investments, Inc., a discount securities broker-dealer based in New Jersey, ceased operations in September 2025 and formally deregistered as a broker-dealer on January 30, 2026. This closure did not materially impact the company's financial position or results of operations.