Lufax Holding Ltd
corporate_fare Company Profile
Lufax Holding Ltd (NYSE:LU) is a publicly traded company in the Finance sector. Wiseek has independently scored 26 items for LU at importance 7 or higher on its 1–10 market-impact scale. Its most recent item scored 7 or higher is dated 2026-10-28, rated 8/10. Across its 20 most recent items scored 7 or higher, the top rating is 9/10, with 11 rated 8 or above. Recent SEC coverage for LU spans 6-K, SCHEDULE 13D/A, 20-F.
Recent high-impact activity:
- Lufax Posts Q3 2026 Net Loss of RMB1,494 Million, at Low End of Warning Range
- Lufax Posts RMB1.49B Q3 Loss as Tax Charge and Credit Costs Swell
- Lufax Warns of RMB1.3-1.7B Q3 Loss, Appoints New CFO
- Lufax Shares to Resume Trading on Hong Kong Exchange After 20-Month Suspension
- Lufax Discloses RMB3.84B in Hidden Loans and RMB77.9M in Undisclosed Hospitality Expenses, Misses HK Resumption Deadline
Financial Snapshot
Short Interest & Short Volume
2.59 days to coverFINRA reported short interest of 5,642,877 shares in LU as of the October 15, 2026 settlement, a 6.4% increase from the prior period — about 2.6 days to cover at its recent average daily volume. On October 28, 2026, 75.1% of LU volume reported to FINRA trade-reporting facilities was marked short.
Daily short sale volume covers trades reported to FINRA trade-reporting facilities and is not the same as short interest (bi-monthly reported positions). Source: FINRA — FINRA is the owner and source of this short interest and short sale volume data; it may not be redistributed.
Dilution Risk
Low riskFiling-implied dilution signals for LU, detected from its recent SEC filings · based on capital-structure filings through 2026-09-09.
Extension of $508M Convertible Note · EGM Vote on October 8, 2026
A filing-implied signal, not a realized share count. How Wiseek tracks dilution →
Insider Transactions
LU files as a Foreign Private Issuer (FPI). Under SEC Exchange Act Section 16(a), officers, directors, and 10% owners of FPIs are exempt from Form 4 insider-transaction reporting requirements. Comparable disclosures, when applicable, appear in the company's Form 20-F (annual) or Form 6-K (interim) filings on SEC EDGAR.