Great Elm Capital Corp.

We are a Maryland corporation formed in April 2016, operating as a closed-end, externally managed, non-diversified management investment company. We are regulated as a Business Development Company (BDC) under the Investment Company Act of 1940 and elected to be treated as a Regulated Investment Company (RIC) for tax purposes starting October 1, 2016. Our objective is to generate current income and capital appreciation through debt and income-generating equity investments, including those in specialty finance businesses. We invest in secured and senior secured debt instruments of middle market companies, generally defined as companies with enterprise values between $100 million and $2 billion. We also make income-generating equity investments in specialty finance companies. Additionally, we invest in collateralized loan obligations (CLOs) and related warehouse facilities through our joint venture, CLO Formation JV, LLC. We make debt and equity investments in companies and operating platforms that originate and/or service commercial specialty finance businesses, such as factoring, equipment finance, inventory leasing, merchant cash advance, and hard money real estate lending. We also invest directly in the investments made by these businesses. Our investments extend to other parts of a company's capital structure, including subordinated debt, mezzanine debt, and equity or equity-linked securities. We source these transactions directly with issuers and in secondary markets through industry relationships.