10% Owner Klum Scott Jeffrey Sells $4.1M of ROC Stock
ROC is trading near its 52-week low of $3.71 (10% above the low).
Summary
10% owner Klum Scott Jeffrey sold 1.2 million shares of Rank One Computing for $4.1 million at $3.42 per share, reducing his stake by roughly 40%.
Key Events · Ownership and Investor Activity · ROC
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10% Owner Sells $4.1M Stake
Klum Scott Jeffrey sold 1,200,000 shares at $3.42 per share on September 30, 2026, for total proceeds of $4,104,000.
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Position Reduced by ~40%
Post-transaction holdings fell to 1,752,560 shares from approximately 2,952,560 shares, a reduction of roughly 40% of his stake.
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Sale Follows Positive News
The sale occurred two days after ROC announced a $64.3 million DOJ contract and a #1 NIST ranking, suggesting the seller may be capitalizing on recent share price strength.
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No Prior Disclosure
This is the first public disclosure of the sale; no prior Form 144 or other notice appears in the recent filing timeline.
Analysis · ROC · Technology
A 10% owner of Rank One Computing, Klum Scott Jeffrey, sold 1.2 million shares for $4.1 million at $3.42 per share on September 30, 2026. The sale substantially reduces his position, cutting his holdings from roughly 2.95 million shares to 1.75 million shares. While 10% owners are financial investors rather than operators, a sale of this size — over 5% of the company's market cap — is a meaningful liquidity event that can pressure the stock. The sale comes just days after ROC announced a major $64.3 million DOJ contract and a #1 NIST ranking, suggesting the seller may be taking advantage of recent positive news to exit a portion of their position.
How filings like this one have moved
In the 30 days to Oct 17, 2026, 29.7% of the 1528 measured filings Wiseek scored 7 moved their stock by 5% or more by the next session's close. The median move was -0.47%. These are measured outcomes after filings of this importance, not a forecast for this one.
Measured one observation per ticker per day, after exclusions. Current figures: Filing Impact Tracker · open dataset
At the time of this filing, ROC was trading at $4.09 on NASDAQ in the Technology sector, with a market capitalization of approximately $78M. The 52-week trading range was $3.71 to $7.80. This filing was assessed with negative market sentiment and an importance score of 7 out of 10.