Broadridge Financial Solutions, Inc.

Broadridge Financial Solutions, Inc. is a global financial technology leader that powers investing, corporate governance, and communications. The company delivers technology-driven solutions to banks, broker-dealers, asset and wealth managers, public companies, investors, and mutual funds, enabling clients to operate, innovate, and grow. Broadridge's expertise and technology solutions help financial services companies enhance investor engagement, optimize trading and investing, and digitize communications. The business operates in two reportable segments: Investor Communication Solutions and Global Technology and Operations. The Investor Communication Solutions segment is the larger of the two, representing approximately 74% of total revenues in fiscal years 2026 and 2025, including foreign exchange impact from revenues generated in currencies other than the U.S. dollar. Within the Investor Communication Solutions segment, Broadridge provides Regulatory Solutions, Data-Driven Fund Solutions, Corporate Issuer Solutions, and Customer Communications Solutions. For Regulatory Solutions, Broadridge manages the entire proxy materials distribution and voting process for bank, broker-dealer, corporate issuer, and fund clients. This includes electronic and traditional hard copy delivery of proxy materials, collection of consents, maintenance of a rules engine and database for customer delivery preferences, document posting on websites, email notifications for proxy material availability, and proxy voting via telephone, online, mobile, or paper. Broadridge also offers proxy vote solicitation services for registered clients of fund companies and a complete outsourced solution for processing international institutional and retail proxies, including shareholder disclosure management. The company is extending its proxy voting and disclosure capabilities to support all models of tokenized securities ownership and plays an integral role in the beneficial proxy process.