AZIO AI Secures $50M Standby Equity Purchase Agreement with Yorkville
AZIO sits 18% above its 52-week low of $1.075 on light trading volume (0.1× avg).
Summary
AZIO AI Holdings secured a $50M equity line and $3.5M pre-paid advance from Yorkville, with $3.0M funded immediately. The deal provides essential capital for a company with only $142K in cash and a going concern warning, but carries highly dilutive conversion terms.
Key Events · Financing and Capital Events · AZIO
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$50M SEPA with Yorkville
AZIO AI entered a Standby Equity Purchase Agreement with YA II PN, Ltd. on September 25, 2026, allowing the company to sell up to $50 million of common stock to the investor over time.
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$3.5M Pre-Paid Advance
The investor advanced $3.5 million via convertible promissory notes in two tranches. The first $3.0 million was disbursed on September 25, 2026; the remaining $0.5 million follows registration effectiveness.
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Deeply Discounted Conversion Terms
Notes convert at 92% of the lowest daily VWAP over five trading days, with a $0.26 floor price. Interest is 6%, rising to 18% upon default. This structure creates significant dilution risk for existing shareholders.
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1.7M Warrants Issued
As a commitment fee, the company issued 1,735,758 warrants exercisable at $0.01 per share, representing potential additional dilution of roughly 10% of current outstanding shares.
Analysis · AZIO · Manufacturing
On September 25, 2026, AZIO AI Holdings entered into a $50 million Standby Equity Purchase Agreement with YA II PN, Ltd. (Yorkville), securing a $3.5 million pre-paid advance via convertible promissory notes. The first $3.0 million tranche was disbursed immediately. The notes carry a 6% interest rate (18% upon default) and convert at 92% of the lowest daily VWAP over five trading days, with a $0.26 floor price. The company also issued 1,735,758 warrants at $0.01 per share as a commitment fee. This financing comes against a backdrop of severe distress: the company's Q2 2026 10-Q disclosed a going concern warning, only $142K in cash, a Nasdaq listing deficiency, and a material weakness. The SEPA provides critical runway but introduces significant dilution risk, especially given the deeply discounted conversion mechanics and the pending proxy seeking approval for 85% dilution from Series A Preferred conversion.
How filings like this one have moved
In the 30 days to Oct 1, 2026, 36.1% of the 1051 measured filings Wiseek scored 8 moved their stock by 5% or more by the next session's close. The median move was -0.56%. These are measured outcomes after filings of this importance, not a forecast for this one.
Measured one observation per ticker per day, after exclusions. Current figures: Filing Impact Tracker · open dataset
At the time of this filing, AZIO was trading at $1.27 on NASDAQ in the Manufacturing sector, with a market capitalization of approximately $21.9M. The 52-week trading range was $1.08 to $5.03. This filing was assessed with negative market sentiment and an importance score of 8 out of 10.