AquaBounty Registers 8.08M Shares for Resale After Preferred Conversion
AQB sits 34% above its 52-week low of $0.774 on light trading volume (0.2× avg).
Summary
AquaBounty filed an S-3 to register 8,077,043 shares for resale after preferred stock converts automatically by October 30, 2026. The conversion will increase the outstanding share count from 5,214,910 to 13,291,953 shares, with no proceeds to the company.
Key Events · Financing and Capital Events · AQB
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8.08M Shares Registered for Resale
The S-3 registers 8,077,043 shares of common stock issuable upon conversion of Series A (5,771,929 shares) and Series B (2,305,114 shares) preferred stock, including accrued dividends through October 15, 2026.
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Share Count More Than Doubles
Common stock outstanding will increase from 5,214,910 shares as of October 9, 2026 to 13,291,953 shares after full conversion — an increase of 8,077,043 shares, or approximately 155% of the pre-conversion share count.
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No Proceeds to Company
All proceeds from resales go to the selling stockholders; AquaBounty bears registration costs but receives no capital from this offering.
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Automatic Conversion by October 30
Conversion occurs automatically on the earlier of SEC effectiveness of this registration statement or October 30, 2026, with dividends waived after October 15, 2026.
Analysis · AQB · Industrial Applications And Services
AquaBounty is registering 8,077,043 shares of common stock for resale by selling stockholders following the automatic conversion of all outstanding Series A and Series B preferred stock. The conversion will increase the outstanding share count from 5,214,910 to 13,291,953 shares — an increase of 8,077,043 shares, or approximately 155% of the pre-conversion share count. The company receives no proceeds from these resales, and the selling stockholders include Univest Securities LLC and its COO Bradley Richmond, who together will control approximately 16.24% of the outstanding common stock. This filing quantifies the dilution terms first announced in the October 8, 2026 8-K, and comes against a backdrop of a going-concern warning and only $1.9 million in cash reported in the August 10-Q.
How filings like this one have moved
In the 30 days to Oct 28, 2026, 38.5% of the 1020 measured filings Wiseek scored 8 moved their stock by 5% or more by the next session's close. The median move was -0.49%. These are measured outcomes after filings of this importance, not a forecast for this one.
Measured one observation per ticker per day, after exclusions. Current figures: Filing Impact Tracker · open dataset
At the time of this filing, AQB was trading at $1.04 on NASDAQ in the Industrial Applications And Services sector, with a market capitalization of approximately $5.3M. The 52-week trading range was $0.77 to $1.97. This filing was assessed with negative market sentiment and an importance score of 8 out of 10.