AMASS Brands Registers Resale of 14.3M Shares, Up from 12.4M, Amid Nasdaq Delisting Fight
AMSS sits 22% above its 52-week low of $0.83 on light trading volume (0.1× avg).
Summary
AMASS Brands increased its registered resale shares to 14.3 million and incorporated its latest 10-Q and 8-Ks, including a $2.0 million additional Series C draw request, while facing Nasdaq delisting.
Key Events · Financing and Capital Events · AMSS
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Resale Registration Expanded to 14.3M Shares
Prospectus Supplement No. 4 increases the registered resale shares from 12,432,021 to 14,293,298, adding 1.86 million shares to the potential selling-stockholder overhang.
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Additional $2.0M Series C Draw Requested
The incorporated August 19, 2026 8-K discloses a request to Streeterville Capital for an additional $2.0 million of Series C Convertible Preferred Stock under the existing $30 million facility.
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Series C Terms Amended and Restated
The August 19, 2026 Amended and Restated Certificate of Designation revises liquidation, conversion pricing, redemption, and default provisions for the Series C Preferred Stock.
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Nasdaq Delisting Compliance Deadline January 19, 2027
The incorporated July 22, 2026 notices give AMASS 180 calendar days to regain compliance with Nasdaq's $50M MVLS and $15M MVPHS requirements, or face delisting.
Analysis · AMSS · Manufacturing
AMASS Brands filed Prospectus Supplement No. 4 to its May 18, 2026 resale registration, increasing the registered resale shares from 12,432,021 to 14,293,298 — an additional 1.86 million shares now eligible for sale by existing stockholders. The supplement incorporates the Q2 2026 10-Q (which confirmed a $7.5 million quarterly loss and going-concern warning) and eight recent 8-Ks, including the August 19, 2026 Amended and Restated Series C Certificate of Designation and a $2.0 million additional Series C purchase request to Streeterville. The company is simultaneously fighting Nasdaq delisting notices received July 22, 2026, with a January 19, 2027 compliance deadline. The expanded resale registration adds to the overhang on a stock already trading near $1.01, while the Series C amendments and additional draw request signal continued reliance on dilutive financing.
How filings like this one have moved
In the 30 days to Aug 24, 2026, 29.4% of the 2796 measured filings Wiseek scored 7 moved their stock by 5% or more by the next session's close. The median move was -0.03%. These are measured outcomes after filings of this importance, not a forecast for this one.
Measured one observation per ticker per day, after exclusions. Current figures: Filing Impact Tracker · open dataset
At the time of this filing, AMSS was trading at $1.01 on NASDAQ in the Manufacturing sector, with a market capitalization of approximately $11.7M. The 52-week trading range was $0.83 to $17.00. This filing was assessed with negative market sentiment and an importance score of 7 out of 10.