Vivos Therapeutics Receives Nasdaq Delisting Notice for Equity Deficiency
VVOS is trading near its 52-week low of $0.96 (5.2% above the low).
Summary
Vivos Therapeutics received a formal notice from Nasdaq regarding non-compliance with the minimum stockholders' equity requirement, initiating a process that could lead to delisting if a compliance plan is not accepted or met.
Key Events · Corporate Governance and Compliance · VVOS
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Nasdaq Non-Compliance Notice Received
On April 17, 2026, Vivos Therapeutics received a letter from Nasdaq indicating non-compliance with the Minimum Stockholders' Equity Requirement (Rule 5550(b)(1)).
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Equity Deficiency Identified
As of December 31, 2025, the company reported negative stockholders' equity of approximately $1.55 million, falling below the required $2.5 million. This follows the 'going concern' warning in the recent 10-K.
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Compliance Plan Deadline Set
The company has 45 calendar days, until June 1, 2026, to submit a plan to regain compliance. An extension of up to 180 days (through October 14, 2026) may be granted if the plan is accepted.
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Recent Capital Raises Acknowledged
Vivos Therapeutics noted it raised $6.8 million in Q1 2026 through warrant exercises and a private placement, demonstrating its ability to raise funds, though these do not automatically cure the deficiency.
Analysis · VVOS · Industrial Applications And Services
This 8-K formalizes the Nasdaq non-compliance previously indicated in the company's recent 10-K. The company has negative stockholders' equity, falling significantly below Nasdaq's $2.5 million minimum. While Vivos has raised $6.8 million in Q1 2026, these funds do not automatically cure the deficiency, and the company must submit a plan to Nasdaq by June 1, 2026. Failure to regain compliance could result in delisting, which would severely impact the company's liquidity and investor confidence, especially for a micro-cap entity already facing a 'going concern' warning.
How filings like this one have moved
In the 30 days to Oct 21, 2026, 43.9% of the 285 measured filings Wiseek scored 9 moved their stock by 5% or more by the next session's close. The median move was -0.39%. These are measured outcomes after filings of this importance, not a forecast for this one.
Measured one observation per ticker per day, after exclusions. Current figures: Filing Impact Tracker · open dataset
At the time of this filing, VVOS was trading at $1.01 on NASDAQ in the Industrial Applications And Services sector, with a market capitalization of approximately $13.9M. The 52-week trading range was $0.96 to $7.95. This filing was assessed with negative market sentiment and an importance score of 9 out of 10.