Director Philip Wagenheim Discloses 10.2% Stake in Swarmer, Inc. Post-IPO, Subject to 6-Month Lockup

summarizeSummary

Director Philip Wagenheim has filed an initial Schedule 13D, disclosing a 10.2% beneficial ownership in Swarmer, Inc. post-IPO, with his shares subject to a 6-month lockup agreement.

check_boxKey Events · Ownership and Investor Activity · SWMR

• Initial 13D Filing

  Philip Wagenheim, a Director and Managing Member of Theseus Capital Partners, LLC, filed an initial Schedule 13D on March 23, 2026, with an event date of March 16, 2026.

• Significant Beneficial Ownership

  Wagenheim beneficially owns 1,124,981 shares of common stock, representing 10.2% of Swarmer, Inc.'s outstanding shares. This amount excludes 899,988 shares issuable from warrants due to a 4.99% beneficial ownership blocker.

• Post-IPO Lockup Agreement

  Wagenheim is subject to a 6-month lockup agreement, restricting the sale of his shares following the company's recent initial public offering on March 17, 2026.

• General Investment Purpose

  The shares are held for general investment purposes, with no immediate plans for corporate control changes, though future acquisitions or dispositions are possible.

auto_awesomeAnalysis · SWMR · Technology

This initial Schedule 13D filing by Philip Wagenheim, a Director and Managing Member of Theseus Capital Partners, LLC, formalizes his significant beneficial ownership in Swarmer, Inc. following the company's recent IPO. Wagenheim holds a 10.2% stake, representing 1,124,981 shares of common stock. The filing also details a 6-month lockup agreement, preventing him from selling shares during this period, which provides stability for the newly public stock. This disclosure clarifies the post-IPO ownership structure of a key insider and his commitment to the company, following his preferred stock conversion reported on March 18, 2026.