UBS AG Finalizes $2.24M Callable Contingent Yield Notes Offering
NA is trading near its 52-week low of $2.74 (9.1% above the low) on light trading volume (0.3× avg).
Summary
UBS AG has finalized the terms for a $2.24 million offering of Trigger Callable Contingent Yield Notes, linked to the performance of the Dow Jones Industrial Average, Nasdaq-100 Technology Sector Index, and Russell 2000 Index.
Key Events · Financing and Capital Events · NA
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Offering Finalized
UBS AG finalized the terms for a $2.24 million offering of Trigger Callable Contingent Yield Notes, superseding a pricing supplement dated March 13, 2026.
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Proceeds to Company
The offering will provide UBS AG with $2,228,800 in net proceeds.
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Market-Linked Debt
The notes are linked to the performance of the Dow Jones Industrial Average, Nasdaq-100 Technology Sector Index, and Russell 2000 Index, with a contingent coupon rate of 12.00% per annum.
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Investor Risks Highlighted
The filing emphasizes significant risks for investors, including potential loss of principal and exposure to the least performing underlying asset.
Analysis · NA · Finance
This filing finalizes the terms and pricing for a $2.24 million offering of Trigger Callable Contingent Yield Notes, superseding a prior pricing supplement from March 13, 2026. The offering represents a substantial capital raise for UBS AG, providing $2.23 million in net proceeds to the company. While these notes offer potential contingent coupons, they expose investors to significant risks, including potential loss of principal if underlying indices perform poorly and the issuer elects not to call the notes. For UBS AG, this issuance provides additional funding, which is a material event given the company's reported market capitalization.
How filings like this one have moved
In the 30 days to Sep 14, 2026, 35.8% of the 1045 measured filings Wiseek scored 8 moved their stock by 5% or more by the next session's close. The median move was -0.43%. These are measured outcomes after filings of this importance, not a forecast for this one.
Measured one observation per ticker per day, after exclusions. Current figures: Filing Impact Tracker · open dataset
At the time of this filing, NA was trading at $2.99 on NASDAQ in the Finance sector, with a market capitalization of approximately $70.5M. The 52-week trading range was $2.74 to $31.48. This filing was assessed with neutral market sentiment and an importance score of 8 out of 10.